Monday, January 26, 2026

D. L. d’Avray on Innocent III Rejecting Self-Baptism and Teaching Baptism of Desire in his August 28, 1206 Letter

  

Self-baptism?

 

To minimize doubtful cases, Innocent III continued his predecessors’ work of defining what was and what was not a baptism, and the consequences in the latter case. One source of uncertainty, until Innocent III resolved it—supporting document [f]—was self-baptism. ON 28 August 1206 the pope was asked to decide whether the self-baptism of a Jew from Metz was valid. Apparently he had baptized himself when he thought he was dying—evidently he wanted to become a Christian. The question was, did he have to be baptized again? Repeating a once-in-a-lifetime sacrament was considered wrong. Innocent III ruled that he must be baptized afresh—apparently he had not died after all. Had anyone even posed the question to an authority before this case? Is the answer self-evident within the system? Probably not, on both counts. Equally unobvious was the much earlier solution given by Nicholas I in his response to the Bulgars, that an unbaptized Jew could actually baptize another person validly. Uncertainty on such issues is a central theme in Christian history and should be in modern historiography. Innocent III recognized that the answer he had given was not self-evident, and he explains his rationale at some length, noting on the way that if the Jew had died as he had expected, he would have gone to heaven because of his faith in the sacrament. He is navigating the area of the law and theology of baptism where custom and core religious values flow together, so the stakes are high as the answers are uncertain to anxious questioners. (D. L. d’Avray, Debating Papal History, c. 250-c. 1300: Responsive Government and the Medieval Papacy [Cambridge: Cambridge University Press, 2025], 201-2, emphasis in bold added)

 

 

[f] Invalidity of self-baptism (by a Jew, incidentally), Innocent III, 1206, August 28 and Liber Extra (1234).

 

Translated from X.3.42.4, Friedberg, Corpus, ii, cols 646-647. Optthast, 2875. As usual, note that passages in diamond brackets (in the translation as in the Friedberg edition) were not incorporated into the Liber Extra.

 

The same [Innocent III] to the bishop of Metz.

 

<you carry out> the duty of the pastoral office<, when you ask to be instructed concerning doubtful articles of law by a response from the apostolic see.> Indeed, you have intimated to us <through your letter,> that a certain Jew, when he was near to death, since he was in the company only of Jews, immersed himself in water, saying: ‘I baptize myself in the name of the Father, and the Son, and the Holy Spirit, Amen.’ <Now however you ask, whether the same Jew, persevering in devotion to the Christian faith, ought to be baptized.> We <however> reply <as follows to you, brother:> that since there should be a distinction between the baptizer and the baptized, as may be clearly gathered from the words of the Lord when he said to the apostles: ‘Go, and baptize all nations in the name of the Father, and the Son, and the Holy Spirit’, the aforementioned Jew should be baptized anew by someone else, so that it may be shown that there is one person who is baptized and another who baptizes. To make this clear, Christ himself wished to be baptized not by himself but John, although, if this man has passed away straightaway, he would have ascended directly to the heavenly homeland because of the faith in the sacrament, even if not because of the sacrament of faith. In baptism, indeed, that spiritual begetting is solemnized about which the Truth said (John 3:5 & 7): ‘It is necessary for you to be reborn, since, unless a person has been born again of water and the holy Spirit, he will not enter into the kingdom of heaven’. Therefore just as in carnal begetting, though which offspring is born of man and woman, there is one who begets carnally, and there is another who is carnally begotten, so too in sacramental begetting, by which offspring is reborn from water and the holy Spirit, there should be one who spiritually procreates, and another who should be procreated spiritually. Indeed, when the body is baptized externally, or when the heart is baptized externally (‘quum corpus exterius, sive quum cor interius baptizatur’), it is necessary that paternity and offspring, by which the baptizer and the baptized are related to each other, be able to be found. . . .

 

Given at Ferentino, 5 Kal Sept. ninth year 1206. (D. L. d’Avray, Debating Papal History, c. 250-c. 1300: Responsive Government and the Medieval Papacy [Cambridge: Cambridge University Press, 2025], 208-9; emphasis in bold added)

 

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